Tag: Securities Lawyer

Investor
Brokers Investors

By Building Wealth, Investors Power U.S. Economy

How Investing Fuels the U.S. Economy and Builds Your Financial Future The SEC Shines a Light on Investing During National Financial Literacy Month Each April, the U.S. Securities and Exchange Commission (SEC), through its Office of Investor Education and Advocacy (OIEA), uses National Financial Literacy Month to spotlight the critical […]

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Enforcement

SEC Charges Three Arizona Individuals with Defrauding Investors in $284 Million Municipal Bond Offering That Financed Sports Complex

False Revenue Projections at Heart of $284 Million Bond Fraud The U.S. Securities and Exchange Commission (SEC) has filed charges against Randall “Randy” Miller, Chad Miller, and Jeffrey De Laveaga, accusing them of orchestrating a deceptive municipal bond scheme involving fabricated financial documents. The scheme allegedly misled investors in two […]

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Cryptocurrency

Ripple Labs has reached a settlement with the SEC

According to Binance, Ripple Labs has reached a settlement with the U.S. Securities and Exchange Commission (SEC), concluding a lengthy legal battle that has been closely monitored by the cryptocurrency industry. As part of the settlement, Ripple will pay a $50 million penalty and withdraw its cross-appeal. Ripple’s Chief Legal […]