Public Offerings

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What Does a Securities Lawyer Do?

Mark J. Astarita, Esq. is a nationally recognized securities attorney, representing clients in securities investigations, arbitrations and litigation matters across the country. You can contact him at 212-509-6544 or by email at mja@sallahlaw.com While securities law is itself a specialized field of law, there is more than one type of […]

Form 10-K, Form 10-Q
Corp Finance Public Offerings

Tips for Going Public

Going public is an exciting milestone for any company. It is a crucial step that brings with it a lot of advantages and opportunities, such as access to new capital, increased visibility, and enhanced credibility. However, the process of going public can be quite complex and challenging. In this article, […]

SEC Investment Advisor
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Small Business Advisory Committee to Host Meeting to Discuss Entrepreneurship Hubs and the IPO Market

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Thursday, Oct. 13, which will address entrepreneurship hubs and recent trends in taking a company public. Members of the public can watch the live meeting via webcast on www.sec.gov. The Committee, […]

securities and exchange commission
Public Offerings

First Steps to Going Public

Most entrepreneurs ultimately seek to go public, which increases the company’s access to cash, and enhances the status of the company. However, the decision to go public is not an easy one, and doing so requires careful planning, and the right groups of advisers. The NASDAQ has an excellent overview […]

Form 10-K, Form 10-Q
Corp Finance Public Offerings

Public Offering Legal Center

Going Public Introduction While going public offers many benefits it also comes with risks and regulations with which can become complicated, and compliance can be expensive. Despite the risks and costs, the U.S. capital markets remain one of the most attractive sources of financing in the world. Going public is […]

Public Offerings

Spring Street Paves the Way

Spring Street Paves the Way By Mark J. Astarita, Esq. IN JULY’S COLUMN, WE ADDRESSED THE “INTERENT OFFERING,” a public securities offering on the Internet usually conducted by the issuer without using an underwriter. Since then, broker/dealers and issuers have begun using the Internet in connection with Regulation A offerings […]