Welcome to the Securities Law Information Center, where we bring together our articles and commentary with relevant links to the rules, regulations, and statutes that comprise the United States Securities laws. Curated by Mark J. Astarita, Esq. Featured Securities Law Books:
Tag: Securities Act of 1933
Independent Director Rules for Mutual Funds
After much discussion and controversy, a decision. By John M. Baker, Esq. The Securities and Exchange Commission today announced that it has adopted its much-awaited rules on the role of independent directors of investment companies. Release Nos. 33-7932, 34-43786, IC-24816 (Jan. 2, 2001). As proposed, the salient provision of the […]
