SEC Proposes Updates to Electronic Recordkeeping Requirements

The Securities and Exchange Commission (“Commission”) is proposing
amendments to the electronic recordkeeping requirements for broker-dealers, security-based
swap dealers (“SBSDs”), and major security-based swap participants (“MSBSPs”).
DATES: Comments should be received on or before January 3, 2022.

View the complete rule proposal

Originally posted at The Securities Law Blog

Visit the Web’s top securities law site – Online since 1995, updated daily.

Securities Attorney at Sallah Astarita & Cox | 212-509-6544 | | Website | + posts

Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.

He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page -, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.

The Securities Lawyer