The Securities and Exchange Commission (“Commission”) is proposing
amendments to the electronic recordkeeping requirements for broker-dealers, security-based
swap dealers (“SBSDs”), and major security-based swap participants (“MSBSPs”).
DATES: Comments should be received on or before January 3, 2022.
View the complete rule proposal https://www.sec.gov/rules/proposed/2021/34-93614.pdf
Originally posted at The Securities Law Blog
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