Feb. 24, 2023 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on March 2 at 10:00 a.m. ET. The meeting will be webcast on the SEC website.
The committee will host three panels to discuss:
Growth of Private Markets relative to the Public Markets: Drivers and Implications;
Oversight of Investment Advisers: Can Regulators Keep Up with Growth in the Industry; and
Open-End Fund Liquidity Risk Management and Swing Pricing.
The full agenda is available here.
This will also be the first meeting that includes the Commission’s newly-appointed Investor Advocate, Cristina Martin Firvida, a statutory member of the Committee.
The Investor Advisory Committee, which focuses on investor-related interests, advises the Commission on regulatory priorities and various initiatives to help protect investors and promote the integrity of the U.S. securities markets. Established by the Dodd-Frank Act, the Committee is authorized by Congress to submit findings and recommendations to the Commission.
Learn more about the Investor Advisory Committee here.
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Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.
He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page - SECLaw.com, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.