Uncategorized

SEC Enhances the Regulation of Private Fund Advisers

The Securities and Exchange Commission today adopted new rules and rule amendments to enhance the regulation of private fund advisers and update the existing compliance rule that applies to all investment advisers. The new rules and amendments are…

Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

Sallah Astarita & Cox, LLC – www.sallahlaw.com – Securities investigations, disputes, litigation? Contact Sallah Astarita & Cox for representation by former SEC and Broker-Dealer attorneys. For more great articles visit SECLaw.com – www.seclaw.com

Securities Attorney at Sallah Astarita & Cox | 212-509-6544 | mja@sallahlaw.com | Website | + posts

Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.

He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page - SECLaw.com, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.

The Securities Lawyer