News

SEC Charges Investor Joseph C. Lewis and Associates with Insider Trading

The Securities and Exchange Commission today charged investor Joseph C. Lewis for illegally tipping material nonpublic information to his then-girlfriend, Carolyn W. Carter, as well as his two private pilots, Patrick J. O’Connor and Bryan L. Waugh, so…

Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

Sallah Astarita & Cox, LLC – www.sallahlaw.com – Securities investigations, disputes, litigation? Contact Sallah Astarita & Cox for representation by former SEC and Broker-Dealer attorneys. For more great articles visit SECLaw.com – www.seclaw.com

+ posts
The Securities Lawyer