Registration and Regulation of Investment Advisers – an overview of the requirements
and procedures for registration of investment advisers and hedge fund
Fund Formation Strategies: Leading Lawyers on Analyzing Fund Structures, Mitigating Risk, and Identifying Tax Issues – an authoritative, insider’s perspective on best practices for structuring funds. Featuring partners and chairs from some of the nation’s leading law firms, these experts guide the reader through understanding key legal issues, establishing the identity of a fund, and evaluating tax complications. Contains tips for assessing risk, establishing internal controls, and understanding compliance issues. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to navigating an ever-evolving area of law.
The Hedge Fund Book: A Training Manual for Professionals and Capital-Raising Executives
The Hedge Fund Book provides real-world case studies of various hedge fund managers providing a solid foundation in specialized hedge fund knowledge for both financial professionals and those aspiring to enter this field.
The Hedge Fund Compliance and Risk Management Guide– From Wiley Finance, according to Amazon, “The Hedge Fund Compliance and Risk Management Guide provides you with a broad examination of the most
important compliance and risk management issues associated with todayâ€™s hedge funds. Straightforward and accessible, this invaluable resource covers everything from how hedge funds continue to generate lucrative returns to why some use sophisticated instruments and financial engineering to get around fundamental regulatory laws.” Read the entire review here.
US Regulation of Hedge Funds – From the American Bar Association, an analysis of the federal securities laws and rules
applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets.
Featured Articles and News Stories
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- Corporate Finance Center <hr>
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- Hedge Fund Creation, Regulation and Compliance <hr>
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- The Burdens of Rule 17j-1 <hr>
- Fundlaw <hr>
Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.
He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page - SECLaw.com, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.