The Securities and Exchange Commission today announced its settlement with the former head of Wells Fargo & Co.’s Community Bank, Carrie L. Tolstedt, in which she has agreed to pay a $3 million penalty stemming from charges brought in 2020 for her…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
* This article was originally published here
Securities investigations, disputes, litigation? Contact Sallah Astarita & Cox for representation by former SEC and Broker-Dealer attorneys.
