securities law
Compliance

Firm Settles Charges of Defrauding Investors, Refunds Allegedly Ill-Gotten Gains

The Securities and Exchange Commission today announced that SCF Investment Advisors, Inc. (SCF) has agreed to settle charges that it selected mutual funds and cash sweep money market funds for clients that provided undisclosed revenue to the firm’s…

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from SECLaw.com

The Securities Lawyer