Investment Audits – Detecting Inappropriate Investments Before They Turn To Losses
Having an independent financial adviser review your investments periodically may save you thousands of dollars in the future. Sure, we know and understand that YOUR adviser is honest and hard working. Madoff’s investors undoubtedly felt the same way about Bernie.
But we know that wasn’t true, and unfortunately, there are dozens of Ponzi schemes and frauds uncovered every year. However, the discovery of a scheme by the SEC or law enforcement is almost always too late – the money is gone.
Have you considered having your investment portfolio reviewed by an independent expert? Complete a simple two page questionnaire, submit your account statements, and registered investment advisers and securities attorneys will review your accounts, and provide an analysis of the investments matched with your objectives, as well as provide you with an overview of potential problems and areas for further analysis.
Sallah Astarita & Cox, LLC - Securities Litigation Attorneys - former SEC Staff Attorneys and Brokerage Firm Counsel representing issuers, advisors and investors nationwide in securities investigations, disputes, and arbitrations. Call 212-509-6544.
For questions about investing in private placements, visit The Securities Lawyer
Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.
He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page - SECLaw.com, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.