Tag: tandard Advisory Services Limited

SEC Investment Advisor

SEC Charges Advisory Firm with an Elaborate Scheme to Defraud Clients out of More Than $75 Million

Aug. 30, 2022 — The Securities and Exchange Commission today charged two North Carolina-based executives, Gregory E. Lindberg and Christopher Herwig, and their Malta-based registered investment adviser, Standard Advisory Services Limited, for defrauding clients out of more than $75 million through undisclosed transactions that benefited themselves and their companies. According […]