Tag: Securities Law

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Chamath Palihapitiya’s Clover Health Discloses New SEC Investigation And Responds To Short-Seller’s Scathing Allegations

Chamath Palihapitiya’s Clover Health Discloses New SEC Investigation And Responds To Short-Seller’s Scathing Allegations The notice of investigation comes one day after a short-seller alleged Clover misled investors about its business. #securitieslawyer #securitieslaw https://www.forbes.com/sites/jonathanponciano/2021/02/05/chamath-palihapitiyas-clover-health-discloses-new-sec-investigation-and-responds-to-short-sellers-scathing-allegations/

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Fee Rate Advisory #3 for Fiscal Year 2021

Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2021 is not required. These adjustments do not directly affect the amount of funding… Read the Full Press Release Have a securities […]

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HK Property Investor Goodwin Gaw Spies World Of Bargains On The Horizon

HK Property Investor Goodwin Gaw Spies World Of Bargains On The Horizon After a tough year at his property-focused private equity firm, Gaw Capital, Goodwin Gaw is keeping his powder dry for deals in the year ahead. #securitieslaw #seclaw #securitiesattorney https://www.forbes.com/sites/jenniferwells/2021/02/24/hk-property-investor-goodwin-gaw-spies-world-of-bargains-on-the-horizon/

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These Hedge Fund Managers Made The Most In 2020

These Hedge Fund Managers Made The Most In 2020 Top three hedge fund managers According to Institutional Investor’s list, Israel “Izzy” Englander of Millennium Management raked in $3.8 billion in 2020. #seclaw #securitieslaw https://www.forbes.com/sites/jacobwolinsky/2021/02/23/these-hedge-fund-managers-made-the-most-in-2020/

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Hedge Funds Clash Over Tech Stocks: SEC Filings

Hedge Funds Clash Over Tech Stocks: SEC Filings Many well-known funds have filed their 13Fs within the last week or so, and it seems clear that tech stocks aren’t the be-all, end-all they were last year. Many hedge funds sold or reduced their tech names positions, while others bought and […]