The Law of the Financial Markets from Top Securities Lawyers
Thursday, May 2, 2024
5 Contrarian Dividend Stocks To Buy NowEveryone wants to be a contrarian investor. But in practice, most people buy more near tops and sell shares low.—– Coast-to-coast representation of investors and financial professionals – Securities Lawyer The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a well-known, […]
The Securities and Exchange Commission announced today that it has filed an action against five individuals alleging that they promoted a global unregistered digital asset securities offering that raised over $2 billion from retail investors. According… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]
The Securities and Exchange Commission today announced settled charges against GWFS Equities Inc. (GWFS), a Colorado-based registered broker-dealer and affiliate of Great-West Life & Annuity Insurance Company, for violating the federal securities… Read the Full Press Release Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544. The […]
The Securities and Exchange Commission today filed a civil action alleging that investment advisers LJM Funds Management Ltd. and LJM Partners Ltd. and their portfolio managers, Anthony Caine and Anish Parvataneni, fraudulently misled investors… Read the Full Press Release Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544. The […]
Artificial Intelligence Selects Activision Blizzard As A Thematic Stock Highlight This Week —– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
The SEC charged eight companies for failing to disclose in SEC Form 12b-25 filings that their request for seeking a delayed quarterly or annual reporting filing was caused by an anticipated restatement or correction of prior financial reporting. The violations were uncovered by an initiative focused on Form 12b-25 filings […]
