In recognition of World Elder Abuse Awareness Day, the SEC, the NASAA and FINRA announced a new resource intended to assist securities firms in implementing the training requirements of the Senior Safe Act. The training program, “Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors,” can be used […]
Tag: Elder Abuse
FINRA, States enact new rules to fight elder abuse
FINRA is following many states in pressing forward with a rule that aims to give advisers more tools to combat elder abuse, a large and growing problem that many financial professionals are struggling to address. FINRA has developed a rule that aims to better protect elderly clients and also give […]
