Tag: Charles Schwab

securities defense lawyers
Compliance

First Gramm-Leach-Bliley Deal Approved

First Gramm-Leach-Bliley Deal Approval Schwab Receives Approval to Become a Financial Holding Company and to Acquire US Trust By John M. Baker, Esq. The Federal Reserve on May 1 approved The Charles Schwab Corporation’s election to become a financial holding company and proposed acquisition of U.S. Trust Corporation and its […]