As someone who has spent years on the defense side of SEC enforcement matters, I find Goal 2 the most consequential part of this draft plan — particularly the language about “returning enforcement approach to Congress’ original intent” and moving away from “ad hoc enforcement actions.” Hopefully, this signals […]

The Securities and Exchange Commission today announced four new members to fill vacancies on its Investor Advisory Committee. Three of the four new members will serve four-year terms, while the fourth new member will serve as the… SEC Press Release For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or […]