The Securities and Exchange Commission yesterday announced charges against Mark Melnick, the host of a stock trading webcast, for spreading more than 100 false rumors about public companies in order to generate illicit profits. The SEC previously charged… Read the Full Press Release Have a securities law question? Call Sallah […]
Month: October 2021
Mark Zuckerberg May Have SEC Problems?
Rawstory is reporting that Facebook is treating its user’s posts differently based on their wealth and status, which may cause problems with the SEC. According to the post, a Wall Street Journal investigation revealed that Facebook’s internal algorithm allows certain users to get around the company’s enforcement procedures, which is […]
SEC Charges Former Executives of Registered Investment Adviser with Fraud
The Securities and Exchange Commission today charged Robert D. Press, the former CEO of the advisory firm TCA Fund Management Group Corp., and Donna M. Silverman, TCA’s former chief portfolio manager, for their roles in the firm’s scheme to artificially… Read the Full Press Release Have a securities law question? […]