The Securities and Exchange Commission today announced an award of more than $4 million to a whistleblower who alerted SEC staff to certain violations, prompting the opening of an investigation. The whistleblower then provided substantial… Read the Full Press Release Have a securities law question? Call Sallah Astarita & Cox […]
Tag: Securities Lawyer
In the last ten years, hedge fund investor Adam Wyden made his investors 11…
How This Democratic Senator’s Son Made $100 Million In Stocks And Why He Fled To Low Tax FloridaIn the last ten years, hedge fund investor Adam Wyden made his investors 11 times richer by uncovering hidden stock gems. His biggest worry? That his Democratic Senator father will tax his gains […]
Check out this week’s thematic stock highlights, including Activision Blizzard…
Artificial Intelligence Selects Activision Blizzard As A Thematic Stock Highlight This Week —– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
SEC Charges Eight Companies for Failure to Disclose Complete Information on Form NT
The SEC charged eight companies for failing to disclose in SEC Form 12b-25 filings that their request for seeking a delayed quarterly or annual reporting filing was caused by an anticipated restatement or correction of prior financial reporting. The violations were uncovered by an initiative focused on Form 12b-25 filings […]
SEC Awards Approximately $1.5 Million to Whistleblower
The Securities and Exchange Commission today announced an award of approximately $1.5 million to a whistleblower whose information and assistance led to a successful SEC enforcement action. “The whistleblower alerted the SEC to previously unknown… Read the Full Press Release Have a securities law question? Call Sallah Astarita & Cox […]
SEC Issues Over $5 Million to Joint Whistleblowers Located Abroad
The Securities and Exchange Commission today announced an award of over $5 million to joint whistleblowers whose tip caused the opening of an investigation that resulted in a successful enforcement action. The whistleblowers provided significant… Read the Full Press Release Have a securities law question? Call Sallah Astarita & Cox […]
SEC Awards Over $500,000 to Two Whistleblowers
The Securities and Exchange Commission today announced an award of over $500,000 to two whistleblowers whose tips revealed an ongoing fraud and resulted in multiple SEC actions and a related action from another government agency. Both… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]
SEC Awards More Than $9.2 Million to Whistleblower for Successful Related Actions, Including Agreement With DOJ
The Securities and Exchange Commission today announced an award of more than $9.2 million to a whistleblower who provided information that led to successful related actions by the U.S. Department of Justice, one of which was a non-prosecution agreement (… Read the Full Press Release Have a securities law question? […]
SEC Issues Whistleblower Awards Totaling Over $1.7 Million
The Securities and Exchange Commission today announced awards totaling more than $1.7 million to two whistleblowers in separate proceedings. Both whistleblowers provided Forms TCR to the Commission within 30 days of their first learning of the Form… Read the Full Press Release Have a securities law question? Call Sallah Astarita […]
‘Google Her Name’: Disney Cases Spotlights Danger, Roadmap for Whistleblowers | Daily Business Review
James Sallah of Sallah Astarita & Cox comments on the Disney whistleblower complaint in the Daily Business Review.
