Tag: Cybersecurity

Securities and Exchange Commission
Brokers Compliance News

Cybersecurity Risk Management Rules and Amendments Proposed for Registered Investment Advisers and Funds

The SEC has proposed cybersecurity risk management rules for registered investment advisers, and registered investment companies and business development companies (funds), as well as amendments to certain rules that govern investment adviser and fund disclosures. “Cyber risk relates to each part of the SEC’s three-part mission, and in particular to […]