Our attorneys represent investors and brokers who are involved with Merrill Lynch, and have been doing so for decades. Merrill Lynch was founded in 1914, and was one of the nation’s oldest brokerage firms. However, because of a variety of factors, during the market collapse in 2008, it found itself on the verge of extinction, and it was forced to sell to Bank of America. Shortly thereafter Merrill was merged into Bank of America Corporation, and the retail brokerage operation continues to use the Merrill Lynch name.
One Bryant Park
New York, New York 10036
Direct Owners and Executive Officers (As of February 2016)
BAC NORTH AMERICA HOLDING COMPANY – SHAREHOLDER
CACCAMISE, WILLIAM CHARLES JR (CRD# 2547189) – CHIEF LEGAL OFFICER & GENERAL COUNSEL
GALLINEK, WILFRED ERIC (CRD# 4669008) – CO-CHIEF COMPLIANCE OFFICER/BROKER-DEALER
GALLO, FABRIZIO (CRD# 4529600) – DIRECTOR
GRECO, GLORIA REGINA (CRD# 4795234) – CO-CHIEF COMPLIANCE OFFICER/BROKER-DEALER AND CHIEF COMPLIANCE OFFICER/REGISTERED INVESTMENT ADVISER
GUARDINO, JOSEPH ANTHONY JR (CRD# 2907957) – CHIEF OPERATIONS OFFICER & FINOP
MONTAG, THOMAS KELL (CRD# 1474696) – DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER
SIEG, ANDREW MASON (CRD# 4218535) – DIRECTOR
THIEL, JOHN WILLIAM (CRD# 1966737) – DIRECTOR
TIRRELL, WILLIAM EUGENE (CRD# 4613313) – INTERIM CHIEF FINANCIAL OFFICER
WEADOCK, BRYAN THOMAS (CRD# 1799343) – DIRECTOR
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Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.
He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page - SECLaw.com, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.