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J.P. Morgan Securities (JPMorgan) is seeking a temporary restraining order against a former employee, Robert P. Lewis, on the grounds that when he moved to Wells Fargo in October he inappropriately solicited JPMorgan clients, getting them to transfer some $19.8 million in assets and go with him to his new firm.
JPMorgan Seeks Restraining Order For Ariz. Advisor Who Lured $19.8M In Assets
Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.
He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page - SECLaw.com, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.