Disgorgement Accounting After Liu v. SEC in Securities Enforcement Cases

From the Harvard Law School Forum on Corporate Governance – The Supreme Court’s landmark Liu v. SEC ruling curtails the SEC’s discretion in disgorgement remedies, limiting awards to a defendant’s “net profits” from wrongdoing. This shifts billions in settlement negotiations. But how should securities lawyers calculate these “net profits” in the wake of Liu? Astarita & Cox, LLC – – Securities investigations, disputes, litigation? Contact Sallah Astarita & Cox for representation by former SEC and Broker-Dealer attorneys. For more great articles visit –

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