Author: SECLaw Staff

Enforcement

SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures

SEO Title: SEC Charges Northern Star SPAC for Misleading IPO Disclosures Introduction In a significant development, the Securities and Exchange Commission (SEC) has taken action against Northern Star Investment Corp. II, a special purpose acquisition company (SPAC), for alleged material misrepresentations in its initial public offering (IPO) disclosures dating back […]

Enforcement

SEC Awards More Than $28 Million to Seven Whistleblowers

Understanding the Whistleblowers The Securities and Exchange Commission (SEC) has recently made headlines by awarding over $28 million to seven individuals whose crucial information and assistance played pivotal roles in the successful enforcement action taken by the SEC. In this article, we will delve into the details of these whistleblowers’ […]