Author: Mark J. Astarita

Enforcement Investors News

New Jersey Real Estate Development Firm and Four Executives Charged With $600 Million Ponzi-like Fraud

Oct. 13, 2022 — The Securities and Exchange Commission today charged New Jersey-based National Realty Investment Advisors LLC (NRIA) and four of its former executives with running a Ponzi-like scheme that raised approximately $600 million from about 2,000 investors.  The Complaint’s Allegations The SEC’s complaint alleges that beginning in 2018, […]

Corp Finance News Private Placements Public Offerings

Small Business Advisory Committee to Host Meeting to Discuss Entrepreneurship Hubs and the IPO Market

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Thursday, Oct. 13, which will address entrepreneurship hubs and recent trends in taking a company public. Members of the public can watch the live meeting via webcast on www.sec.gov. The Committee, […]