Author: Mark J. Astarita

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SEC’s Messages for World Investor Week 2020

As World Investor Week (WIW) 2020 kicks off, the Securities and Exchange Commission today announced that staff will engage with Main Street investors to emphasize the importance of two particularly relevant investing topics−planning for life’s unexpected… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]

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SEC Charges Hospitality Company for Failing to Disclose Executive Perks

The SEC settled charges against Virginia-based hospitality company Hilton Worldwide Holdings Inc. for failing to fully disclose perquisites and personal benefits provided to executive officers. The action was generated by the Division of Enforcement’s use of risk-based data analytics to uncover potential violations related to corporate perquisites. According to the […]

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SEC Charges HP With Disclosure/Control Violations

he Securities and Exchange Commission today announced charges against technology company HP Inc. for misleading investors by failing to disclose the impact of sales practices undertaken in an effort to meet quarterly sales and earnings targets. HP has agreed to pay $6 million to settle the charges.  According to the SEC’s […]