The Securities and Exchange Commission today voted to approve orders to permit in-kind creations and redemptions by authorized participants for crypto asset exchange-traded product (ETP) shares. The orders approved today reflect a departure from… SEC Press Release For more information, contact the securities lawyers at Sallah Astarita & Cox, at […]
Month: July 2025
SEC Announces George Botic to Serve as Acting Chair of the Public Company Accounting Oversight Board
The Securities and Exchange Commission announced today that it has designated George R. Botic to serve as Acting Chair of the Public Company Accounting Oversight Board, effective July 23, 2025. Current PCAOB Chair Erica Y. Williams has resigned from the… SEC Press Release For more information, contact the securities lawyers […]
SEC Announces Roundtable on Trade-Through Prohibitions
The Securities and Exchange Commission announced today that it will host a roundtable on September 18, 2025, to discuss trade-through prohibitions in the National Market System (NMS) stock and listed options markets. “Reg NMS and its Rule 611 have… SEC Press Release For more information, contact the securities lawyers at […]
SEC Charges Georgia-Based First Liberty and Founder Edwin Frost in $140 Million Ponzi Scheme
SEC Seeks Asset Freeze and Emergency Relief Against First Liberty Building & Loan The Securities and Exchange Commission has filed emergency enforcement proceedings against First Liberty Building & Loan, LLC, a Newnan, Georgia-based lender, and its founder, Edwin Brant Frost IV, in connection with an alleged Ponzi scheme that raised […]
SEC Advisory Committee to Examine Regulation A and “Finders” in July 2025 Meeting
SEC to Convene July 2025 Meeting on Small Business Capital Formation WASHINGTON, D.C., July 7, 2025 — The U.S. Securities and Exchange Commission (SEC) has announced that its Small Business Capital Formation Advisory Committee will hold a public meeting on Tuesday, July 22, 2025, at 10 a.m. Eastern Time. The […]
