Understanding and Navigating the Investment Advisor Custody Rule

The Investment Advisor Custody Rule: DecipheredThe Investment Advisor Custody Rule, often referred to as Rule 206(4)-2, is a rule under the Investment Advisers Act of 1940. Its primary objective is to safeguard the assets of clients managed by investment advisors. Understanding its key components is imperative for any financial professional. … Continue reading Understanding and Navigating the Investment Advisor Custody Rule