At The Securities Law Home Page, we have been the source of securities law primers for investors and financial professionals for over 25 years. From June 1995 when we were one of the first legal topic websites in existence to today, our users have gained insight and knowledge into the various aspect of the Unites States Securities laws.
Those primers include:
- What is a Security? <br />
- What is Securities Arbitration? <br />
- Can I Take My Client Information When I Leave My Firm? <br />
- Hearing Hearing <br />
- Can The SEC Bring Criminal Charges? <br />
- What is a Ponzi Scheme <br />
- Responding Effectively to FINRA Rule 8210 Requests: Key Strategies and Why Legal Support Matters <br />
- 9 Proven Strategies for Defending an SEC Investigation <br />
- How SEC Investigations Work: Process, Defense Strategies & Legal Guidance <br />
- Should Brokers and Firms Share a Lawyer? <br />
- Attorney for Broker Transitions – The Recruiting Protocol <br />
- SEC & FINRA Investigations: Legal Guidance You Need <br />
- What Happens If I Ignore an SEC Subpoena? <br />
- Federal Securities Law, a Securities Lawyer Guide <br />
- Finders Explained – Be Careful <br />
- FINRA Broker Check <br />
- Defending FINRA Investigations <br />
- What is Securities Law? <br />
- Responding to a Wells Notice <br />
- Cryptocurrency – An Introduction <br />
Last updated on June 23rd, 2021
Mark Astarita is a nationally recognized securities attorney, who represents investors, financial professionals and firms in securities litigation, arbitration and regulatory matters, including SEC and FINRA investigations and enforcement proceedings.
He is a partner in the national securities law firm Sallah Astarita & Cox, LLC, and the founder of The Securities Law Home Page - SECLaw.com, which was one of the first legal topic sites on the Internet. It went online in 1995 and is updated daily with news, commentary and securities law related links.
