SEC Charges 10 Microcap Companies with Securities Offering Registration Violations
May 16, 2023 —The Securities and Exchange Commission today announced charges against 10 microcap companies for offering and selling securities in unregistered offerings that failed to comply with Regulation A, which provides a limited exemption from registration under the Securities Act to allow companies to raise money from the public … Continue reading SEC Charges 10 Microcap Companies with Securities Offering Registration Violations
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